The Series — The Deep DivesCapability Reference · Dive 03
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The SeriesDeep DivesDive 03 · Performance, Conduct & ER Frameworks
Operations frame
The Deep Dives · Capability Reference · Dive 03

A performance rhythm managers actually run, and a case system that holds when tested.

Performance management, conduct and employee relations as one operating model: clarity and coaching on the front end, triage, role separation and procedural fairness on the back end — and psychosocial risk treated as part of ER, not a side programme.

4 + 1
quarterly check-ins plus a structured annual review
1
single front door for complaints and ER matters
10
recent ER files reviewed in the entry diagnostic
2
prevention actions committed per quarter
The executive summary

This capability has two jobs: improve performance through clarity, coaching and accountability, and manage conduct and disputes with procedural fairness, consistency and dignity while protecting the organisation and its people. Good looks like a simple, repeatable performance rhythm managers actually execute; a defensible conduct/ER case system with triage, decision gates, role separation and consistent investigation standards; manager toolkits (scripts, templates, decision trees) that reduce variability; and respectful workplace and psychosocial risk controls treated as part of ER — systems of work and safety, not side programmes.

01 · The reference model

The performance-to-ER value chain.

Use this chain as the conceptual spine for assessing or designing the capability. Each stage feeds the next; the learning loop closes it back into prevention.

StageWhat good looks like
Role clarity & expectationsPerformance agreements — what “good” looks like, explicit and measurable.
Ongoing coaching & feedbackEarly intervention that reduces surprise and escalation.
Performance varianceStructured support (PIP / capability plan) with clear evidence and timeframes.
Conduct issues or complaintsTriage — risk, safety, forum, interim controls.
Investigation (if required)Findings based on evidence and procedural fairness.
Decision & outcomesProportionate actions — development, discipline, system controls.
Follow-up & controlsRecurrence prevention, psychosocial risk controls, anti-retaliation monitoring.
Learning loopCase analytics drive policy, training and work design improvements.

Why it works: clarity reduces conflict, early intervention prevents “surprise terminations” and claims risk, standard work creates fairness and defensibility, role separation protects integrity, and a systems-of-work focus changes the environment — not just the individual.

02 · Performance system

Lightweight, manager-led, evidence-based.

The rhythm is deliberately simple: quarterly check-ins covering priorities, progress, barriers, support and development — documented briefly — plus an annual review with outcome summary, capability assessment and development plan. Use calibration only where it improves consistency. Monitor completion rates and run quality checks for high-risk teams and roles.

Coaching comes first. Teach a simple feedback model and make it habitual; separate performance (output and behaviour) from potential, and don’t conflate attitude with capability. Apply a “barriers” lens — workload, unclear expectations, poor systems — and fix the environment as well as the individual.

PIP decision rules
  • Move to a structured improvement plan only when expectations have been clear, coaching has occurred, and performance remains below standard.
  • Define the standard, the gaps, the support provided, the timeframe, check-in dates, and the evidence required.
  • Gate the process: HR review of plan quality and proportionality before issuing; independent review before any termination decision.
03 · Conduct & ER case system

ER is a workflow: intake, triage, action, closure, follow-up.

All channels — HR case system, speak-up channel, manager escalation — converge to one triage view. Triage on type (performance, conduct, bullying, harassment), severity, safety risk, urgency and protected activity risk, then select the pathway: informal resolution, performance coaching, formal investigation, or immediate safety intervention. Use interim measures (separation, reporting line changes, work adjustments) to protect safety and prevent retaliation without pre-judging outcomes.

Governance rests on role separation: the support/advice role (HR, WHS, EAP coordination) is distinct from the decision-maker role, usually line leadership. Investigator independence is managed explicitly — external investigators for high-risk matters — and high-risk outcomes pass through HR/Legal review with a documented decision note. Outcomes are proportionate and consistent, from coaching and training through warnings and redeployment to termination as a last resort, and individual outcomes are accompanied by system controls: work redesign, supervision changes, better reporting channels.

04 · Investigations

Investigation quality is a major determinant of risk.

Investigation is not the default. Investigate when allegations are serious, contested, repeated, or involve power imbalance, harassment, fraud, safety risk, or potential termination. Use informal resolution when conduct is low-level, acknowledged, and can be addressed safely without coercion or retaliation risk — and always implement interim risk controls where safety or retaliation risk exists.

The workflow is standard: terms of reference (allegations, scope, timeframe, standard of proof — balance of probabilities — and confidentiality expectations); an evidence plan with early preservation of documents, system logs and a witness list; interviews with complainant, respondent and witnesses, with support persons allowed and notes confirmed for accuracy; findings built on evidence-based reasoning, credibility assessment, context and corroboration. The decision-maker determines action — the investigator does not impose discipline.

Psychosocial integration

Bullying, harassment, aggression and workload harm are psychosocial hazards requiring controls — not just ER outcomes. Embed respect at work standards into manager routines, training and consequence management; build anti-retaliation into case governance and monitor it post-outcome; and feed ER case insights into prevention — hotspots, third-party risk controls, leader capability gaps.

05 · Measures

Two dashboards: performance health and ER health.

Performance system health: check-in and review completion by leader and team with quality spot checks, performance distribution and calibration outcomes where used, and internal mobility and development outcomes as a proxy for capability uplift. ER system health: case volumes and categories; time to triage, to interim controls, and to closure; outcomes distribution and repeat issues; hotspots by site, function and leader; and retaliation indicators via follow-up surveys or monitoring checks.

Where it goes wrong
  • Performance theatre — forms completed but coaching doesn’t occur; employees are surprised by outcomes.
  • Inconsistent practice — similar cases treated differently by different managers; templates and advice vary.
  • Investigation drift — unclear scope, poor evidence handling, delayed timelines, decision-maker contamination.
  • Retaliation risk unmanaged — complainants and witnesses experience detriment after reporting; no follow-up.
  • Systems-of-work ignored — outcomes target only individuals while workload and role-clarity drivers persist.
06 · The entry playbook

Your first 30 days in the capability.

When you land in a new organisation, use this sequence to rapidly scope performance and ER outcomes and priorities.

First 5 days — what to request
  • Performance policy, cycle calendar, and templates for check-ins, reviews and PIPs; calibration approach if any.
  • Code of conduct and grievance/speak-up policies; investigation toolkit; outcome letter library.
  • Twelve months of ER metrics: case volumes, time to close, outcomes, repeat matters, hotspots.
  • Board/ExCo papers on conduct, culture, psychosocial risk, or major disputes.
  • Manager training completion rates — performance, respectful workplace, investigations.
Days 6–15 — stakeholder triangulation
  • Two people leaders: how they run check-ins, where they struggle, what support they want.
  • HR Ops/case team: triage process, backlog drivers, evidence quality issues, template governance.
  • WHS/psychosocial lead: hotspots, how bullying/harassment is managed as a WHS risk, interim controls practice.
  • Legal/IR adviser: claim and dispute patterns, where procedural fairness breaks down, high-risk decision points.
  • EAP provider (trend view): emerging themes and visible manager capability gaps.
Days 16–30 — diagnose and set priorities
  • Review 10 recent ER files: triage notes, interim measures, evidence handling, procedural fairness steps, decision notes.
  • Test the performance rhythm’s reality with a leader cohort — do check-ins happen? Are notes meaningful? Is coaching visible?
  • Publish a manager toolkit “minimum viable pack” — scripts, templates, decision trees — for the top three manager pain points.
  • Implement decision gates for high-risk outcomes (termination, harassment, serious misconduct) and enforce documentation standards.
  • Stand up a monthly ER dashboard and hotspot review; commit to two prevention actions per quarter.
Red flags — high signal
  • High case backlog and long time-to-closure; interim controls applied inconsistently.
  • Templates and letters differ by team; decision rationale undocumented; managers rely on informal advice.
  • Multiple allegations of retaliation or “punishment for complaining”; complainants leave soon after reporting.
  • Investigation quality varies widely; decision-makers influence investigations; confidentiality breaches occur.
  • Performance issues escalate to termination without documented coaching and improvement attempts.
Where this connects on the site
Key sources
Currency & care. A capability reference, not legal advice. Current as at 27 February 2026 (Adelaide, South Australia); where the dive touches legal obligations, the governing detail lives in the Fundamentals module linked above — validate against primary sources before relying on specifics.
Capability, on your function

These references are the method in the open. When you’re ready to build the capability on your organisation, it starts with a conversation.

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